Securities Regulation: Corporate Governance
Securities Regulation · Corporate Governance · Compliance Management · Financial Markets Law
Specialties
Securities RegulationCorporate GovernanceCompliance ManagementFinancial Markets Law
Professional Services
Corporate ComplianceSecurities Law ConsultationCorporate Governance AdvisoryRegulatory AffairsFinancial Markets AdvisoryRisk Management
Professional Timeline
SEC Commissioner
Served as a Commissioner of the U.S. Securities and Exchange Commission from 2011 to 2015.
U.S. Securities and Exchange Commission
Chief Legal Officer at Robinhood
Currently serves as the Chief Legal, Compliance and Corporate Affairs Officer at Robinhood.
Robinhood
Leadership in Trading and Markets
Previously served as the deputy director and co-acting director of the Division of Trading and Markets.
U.S. Securities and Exchange Commission
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